The term access control describes a variety of protection schemes. It sometimes refers to all security features used to prevent unauthorized access to a computer system or network. In this sense, it may be confused with authentication. More properly, access is the ability of a subject (such as an individual or a process running on a computer system) to interact with an object (such as a file or hardware device). Authentication, on the other hand, deals with verifying the identity of a subject.
To understand the difference, consider the example of an individual attempting to log in to a computer system or network. Authentication is the process used to verify to the computer system or network that the individual is who he claims to be. The most common method to do this is through the use of a user ID and password. Once the individual has verified his identity, access controls regulate what the individual can actually do on the system-just because a person is granted entry to the system does not mean that he should have access to all data the system contains.
Consider another example. When you go to your bank to make a withdrawal, the teller at the window will verify that you are indeed who you claim to be by asking you to provide some form of identification with your picture on it, such as your driver's license. You might also have to provide your bank account number. Once the teller verifies your identity, you will have proved that you are a valid (authorized) customer of this bank. This does not, however, mean that you have the ability to view all information that the bank protects-such as your neighbor's account balance. The teller will control what information, and funds, you can access and will grant you access only to information for which you are authorized to see. In this example, your identification and bank account number serve as your method of authentication and the teller serves as the access control mechanism.
In computer systems and networks, access controls can be implemented in several ways. An access control matrix provides the simplest framework for illustrating the process. In this matrix, the system is keeping track of two processes, two files, and one hardware device. Process 1 can read both File 1 and File 2 but can write only to File 1. Process 1 cannot access Process 2, but Process 2 can execute Process 1. Both processes have the ability to write to the printer. While simple to understand, the access control matrix is seldom used in computer systems because it is extremely costly in terms of storage space and processing. Imagine the size of an access control matrix for a large network with hundreds of users and thousands of files. The actual mechanics of how access controls are implemented in a system varies, though access control lists (ACLs) are common. An ACL is nothing more than a list that contains the subjects that have access rights to a particular object. The list identifies not only the subject but the specific access granted to the subject for the object. Typical types of access include read, write, and execute as indicated in the example access control matrix.
No matter what specific mechanism is used to implement access controls in a computer system or network, the controls should be based on a specific model of access. Several different models are discussed in security literature, including discretionary access control (DAC), mandatory access control (MAC), role-based access control (RBAC), and rule-based access control (also RBAC).
Discretionary Access Control
Both discretionary access control and mandatory access control are terms originally used by the military to describe two different approaches to controlling an individual's access to a system. As defined by the "Orange Book," a Department of Defense document that at one time was the standard for describing what constituted a trusted computing system, DACs are "a means of restricting access to objects based on the identity of subjects and/or groups to which they belong. The controls are discretionary in the sense that a subject with a certain access permission is capable of passing that permission (perhaps indirectly) on to any other subject." While this might appear to be confusing "government-speak," the principle is rather simple. In systems that employ DACs, the owner of an object can decide which other subjects can have access to the object and what specific access they can have. One common method to accomplish this is the permission bits used in UNIX-based systems. The owner of a file can specify what permissions (read/write/execute) members in the same group can have and also what permissions all others can have. ACLs are also a common mechanism used to implement DAC.
Mandatory Access Control
A less frequently employed system for restricting access is mandatory access control.
This system, generally used only in environments in which different levels of security classifications exist, is much more restrictive regarding what a user is allowed to do. Referring to the "Orange Book," a mandatory access control is "a means of restricting access to objects based on the sensitivity (as represented by a label) of the information contained in the objects and the formal authorization (i.e., clearance) of subjects to access information of such sensitivity." In this case, the owner or subject can't determine whether access is to be granted to another subject; it is the job of the operating system to decide.
Role-Based Access Control
ACLs can be cumbersome and can take time to administer properly. Another access control mechanism that has been attracting increased attention is the role-based access control (RBAC). In this scheme, instead of each user being assigned specific access permissions for the objects associated with the computer system or network, each user is assigned a set of roles that he or she may perform. The roles are in turn assigned the access permissions necessary to perform the tasks associated with the role. Users will thus be granted permissions to objects in terms of the specific duties they must perform- not according to a security classification associated with individual objects.
Rule-Based Access Control
The first thing that you might notice is the ambiguity that is introduced with this access control method also using the acronym RBAC. Rule-based access control again uses objects such as ACLs to help determine whether access should be granted or not. In this case, a series of rules are contained in the ACL and the determination of whether to grant access will be made based on these rules. An example of such a rule is one that states that no employee may have access to the payroll file after hours or on weekends.
As with MAC, users are not allowed to change the access rules, and administrators are relied on for this. Rule-based access control can actually be used in addition to or as a method of implementing other access control methods. For example, MAC methods can utilize a rule-based approach for implementation.